Network Working Group G. Gross
Request for Comments: 2363 Lucent Technologies
Category: Standards Track M. Kaycee
Paradyne
A. Li
Shasta Networks
A. Malis
Ascend Communications
J. Stephens
Cayman Systems
July 1998
PPP Over FUNI
Status of this Memo
This document specifies an Internet standards track protocol for the
Internet community, and requests discussion and suggestions for
improvements. Please refer to the current edition of the "Internet
Official Protocol Standards" (STD 1) for the standardization state
and status of this protocol. Distribution of this memo is unlimited.
Copyright Notice
Copyright (C) The Internet Society (1998). All Rights Reserved.
Abstract
The Point-to-Point Protocol (PPP) [1] provides a standard method for
transporting multi-protocol datagrams over point-to-point links.
This document describes the use of ATM Frame User Network Interface
(FUNI) for framing PPP encapsulated packets.
Applicability
This specification is intended for those implementations which desire
to use the facilities which are defined for PPP, such as the Link
Control Protocol, Network-layer Control Protocols, authentication,
and compression. These capabilities require a point-to-point
relationship between the peers, and are not designed for the multi-
point relationships which are available in ATM and other multi-access
environments.
Gross, et. al. Standards Track [Page 1]
RFC 2363 PPP Over FUNI July 1998
1. Introduction
ATM FUNI protocol is designed to provide virtual connections between
end stations attached to the same network. These connections offer a
packet delivery service that includes error detection, but does not
do error correction.
Most existing implementations of PPP use ISO 3309 HDLC as a basis for
their framing [3].
When an ATM network is configured with point-to-point connections,
PPP can use FUNI as a framing mechanism.
2. Conventions
The keywords MUST, MUST NOT, REQUIRED, SHALL, SHALL NOT, SHOULD,
SHOULD NOT, RECOMMENDED, MAY, and OPTIONAL, when they appear in this
document, are to be interpreted as described in [10].
3. FUNI Layer Service Interface
The PPP layer treats the underlying ATM FUNI layer service as a bit-
synchronous point-to-point link. In this context, the PPP link
corresponds to an ATM FUNI virtual connection. The virtual
connection MUST be full-duplex, point to point, and it MAY be either
dedicated (i.e. permanent, set up by provisioning) or switched (set
up on demand). In addition, the PPP/FUNI service interface boundary
MUST meet the following requirements:
Interface Format - The PPP/FUNI layer boundary presents an octet
service interface to the FUNI layer. There is no provision for
sub-octets to be supplied or accepted.
Transmission Rate - The PPP layer does not impose any
restrictions regarding transmission rate or the underlying ATM
layer traffic descriptor parameters.
Control Signals - The FUNI layer MUST provide control signals to
the PPP layer which indicate when the virtual connection link
has become connected or disconnected. These provide the "Up"
and
"Down" events to the LCP state machine [1] within the PPP layer.
Gross, et. al. Standards Track [Page 2]
RFC 2363 PPP Over FUNI July 1998
4. Multi-Protocol Encapsulation
This specification uses the principles, terminology, and frame
structure described in "Multiprotocol Encapsulation over ATM
Adaptation Layer 5" [4].
The purpose of this specification is not to document what is already
standardized in [4], but to specify how the mechanisms described in
[4] are to be used to map PPP onto a FUNI-based ATM network.
Section 1 within [4] defines the two mechanisms for identifying the
Protocol Data Unit (PDU) payload field's protocol type: virtual
circuit based multiplexing, and Logical Link Control (LLC)
encapsulation. In the former technique, the payload's protocol type
is implicitly agreed to by the end points for each virtual circuit
using provisioning or control plane procedures. When using the LLC
encapsulation technique, the payload's protocol type is explicitly
identified on a per PDU basis by an in-band LLC header, followed by
the payload data.
When transporting a PPP payload over FUNI, an implementation:
1. MUST support virtual circuit multiplexed PPP payloads as
described in section 5 below by mutual configuration or
negotiation of both end points. This technique is referred to
as "VC-multiplexed PPP".
2. MUST support LLC encapsulated PPP payloads on PVCs as
described in section 6 below by mutual configuration or
negotiation of both end points. This technique is referred to
as "LLC encapsulated PPP".
3. For SVC set up, an implementation MUST negotiate using the
Q.2931 [9] Annex C procedure, encoding the Broadband Lower Layer
Interface (B-LLI) information element to signal either VC-
multiplexed PPP or LLC encapsulated PPP. The details of this
control plane procedure are described in section 7.
If an implementation is connecting through a Frame Relay/ATM FRF.8 [7]
service inter-working unit to an RFC 1973 [6] end point, then it
MUST use LLC encapsulated PPP payloads. Frame Relay/ATM FRF.8
inter-working units are exempted from the requirement to support
VC-multiplexed PPP. This exemption allows the FR/ATM IWU to
remain compliant with FRF.8 when the PPP over FUNI end point is
inter-operating with an RFC 1973 end point.
5. Virtual Circuit Multiplexed PPP Over FUNI
The FUNI protocol data unit (PDU) format [2] is as follows:
Gross, et. al. Standards Track [Page 3]
RFC 2363 PPP Over FUNI July 1998
+-------------------------------+
| Flag |
+-------------------------------+---------
| FUNI Header | ^
+-------------------------------+ |
| | |
| | |
| User SDU | FUNI PDU
| | |
| | |
+-------------------------------+ |
| FUNI FCS (2 or 4 octets) | v
+-------------------------------+---------
| Flag |
+-------------------------------+
Figure 1
The FUNI Header includes a 10-bit or 24-bit Frame Address (a.k.a.
VPI/VCI bits), a Congestion Notification bit, a Congestion Loss
Priority bit, and four Reserved bits.
The User SDU field contains user information up to 4096 (optionally
up to 64K) octets.
The FCS field protects the entire FUNI PDU except for the FCS field
itself.
A VC-multiplexed PPP frame SHALL constitute the User Service Data
Unit (SDU) field and is defined as shown in figure 2:
+-------------+-------------+---------+
| Protocol ID | Information | Padding |
| 8/16 bits | | |
+-------------+-------------+---------+
Figure 2
Each of these fields are specifically defined in [1].
6. LLC Encapsulated PPP Over FUNI
LLC encapsulated PPP over FUNI is the alternative technique to VC-
multiplexed PPP over FUNI.
The FUNI SDU payload field is encoded as shown in figure 3. The
pertinent fields in that diagram are:
Gross, et. al. Standards Track [Page 4]
RFC 2363 PPP Over FUNI July 1998
1. LLC header: 2 bytes encoded to specify a source SAP and
destination SAP of routed OSI PDU (values 0xFE 0xFE), followed
by an Un-numbered Information (UI) frame type (value 0x03).
2. Network Layer Protocol IDentifier (NLPID) representing PPP,
(value 0xCF).
3. the PPP protocol identifier field, which can be either 1 or 2
octets long. See reference [1].
4. followed by the PPP information field as per Figure 2.
+-------------------------+ --------
| Destination SAP (0xFE) | ^
+-------------------------+ |
| Source SAP (0xFE) | LLC header
+-------------------------+ |
| Frame Type = UI (0x03) | V
+-------------------------+ --------
| NLPID = PPP (0xCF) |
+-------------------------+ --------
| Protocol Identifier | ^
| (8 or 16 bits) | |
+-------------------------+ PPP payload
| . | |
| . | |
| PPP information field | |
| . | |
| . | |
+-------------------------+ |
| padding | V
+-------------------------+ --------
| FUNI FCS (2 or 4 octets)| FUNI trailer
+-------------------------+---------
Figure 3
The end points MAY be bi-laterally provisioned to send other
LLC-encapsulated protocols besides PPP across the same virtual
connection. However, they MUST NOT send packets belonging to
any protocol that has an active NCP within the PPP session.
Implementations SHOULD do packet scheduling that minimizes the
performance impact on the quality of service commitments
associated with both the LLC-encapsulated PPP and non-PPP
protocol flows.
Gross, et. al. Standards Track [Page 5]
RFC 2363 PPP Over FUNI July 1998
7. Out-Of-Band Control Plane Signaling
When originating a switched virtual circuit FUNI connection, the
caller MUST request in the SETUP message either VC-multiplexed
PPP, LLC-encapsulated PPP, or else both VC-multiplexed and LLC-
encapsulated PPP. When a caller is offering both techniques,
the two B-LLI IEs are encoded within a Broadband Repeat
Indicator IE in the order of their preference. The called
implementation MUST be able to accept an incoming call that
offers LLC-encapsulated PPP in the caller's request. The called
implementation MUST reject a call set up request that only
offers an encapsulation that it does not support.
Implementations originating a call offering both protocol
encapsulation techniques MUST be able to negotiate the use of
LLC-encapsulated PPP.
When originating a virtual circuit multiplexed call that is to
carry a PPP payload, the ITU Q.2931 [9] B-LLI element user
information layer 3 protocol field is encoded to select ISO/IEC
TR 9577 [5] in octet 7. The extension octets specify an IPI
value of PPP (0xCF). By definition, the first bytes of the FUNI
frame's payload field will always contain a PPP header followed
by a packet.
When originating an LLC encapsulated call that is to carry a PPP
payload, the ITU Q.2931 B-LLI element user information layer 2
protocol field is encoded to select LAN Logical Link Control
(ISO/IEC8802-2) in octet 6. See RFC 1755 [8] appendix A for an
example. By definition, the first bytes of the FUNI frame's
payload field will contain an LLC header, followed by a NLPID
and the PPP payload.
8. Detection And Recovery From Unsolicited PPP Encapsulation Transitions
When the virtual connection loses state, the PPP encapsulation
technique may uni-laterally and unexpectedly change across such
transitions. Detection and recovery procedures are defined for
the following state transitions:
VC-multiplexed PPP changing to LLC encapsulated PPP
LLC encapsulated PPP changing to VC-multiplexed PPP
When LLC-encapsulated PPP is being used, the inital 6 octets of the
LCP packets contain the sequence: fe-fe-03-cf-c0-21. This sequence
constitutes the first 6 octets of the FUNI frame. In the case of
VC-multiplexed PPP, initial LCP packets contain the sequence c0-21.
Gross, et. al. Standards Track [Page 6]
RFC 2363 PPP Over FUNI July 1998
In the case of FUNI, this sequence follows the FUNI Header. When a
LCP Configure-Request packet is received and recognized, the PPP link
enters Link Establishment phase.
Once PPP has entered the Network-layer Protocol phase, and
successfully negotiated a particular NCP for a PPP Protocol, if a
frame arrives using an alternate but equivalent data encapsulation as
defined in [4], then the PPP Link MUST:
For a SVC, immediately clear the call with the cause value 111,
"protocol error, unspecified".
For a PVC: tear down the active NCPs, SHOULD generate an error
message, enter the Termination state, and silently drop all
received packets.
These policies prevent "black-holes" that occur when the peer loses
state. An implementation which requires PPP link configuration, and
other PPP negotiated features (such as authentication), MAY enter
Termination state when configuration fails.
9. LCP Configuration Options
The Magic Number LCP configuration option is RECOMMENDED, and the
Protocol Field Compression (PFC) option is NOT RECOMMENDED. An
implementation MUST NOT request any of the following options, and
MUST reject a request for such an option:
Field Check Sequence (FCS) Alternatives,
Address-and-Control-Field-Compression (ACFC),
Asynchronous-Control-Character-Map (ACCM)
The Maximum-Receive-Unit (MRU) option MUST NOT be negotiated to a
larger size than the maximum CPCS-SDU size specified in the
associated direction for the virtual connection's traffic contract.
When viewed peer to peer, a PPP link may be bridged over multiple
physical layer sections. For each such FUNI section, the LCP framing
options MUST be actively negotiated by the bridging convertors
independently of the LCP framing options in use by other physical
layer sections.
Gross, et. al. Standards Track [Page 7]
RFC 2363 PPP Over FUNI July 1998
Implementation Note:
When an ATM FUNI PVC is in the "Stopped" state, it is
RECOMMENDED that the implementation wait for Configure-Requests.
See the implementation option in reference [1] section 4.2, the
"Stopped State" sub-section.
10. Security Considerations
Generally, ATM networks are virtual circuit based, and security is
implicit in the public data networking service provider's
administration of Permanent Virtual Circuits (PVCs) between the
network boundaries. The probability of a security breach caused by
mis-routed ATM cells is considered to be negligible.
When a public ATM network supports Switched Virtual Circuits, the
protocol model becomes analogous to traditional voice band modem dial
up over the Public Telephone Switched Network (PTSN). The same
PAP/CHAP authentication protocols that are already widely in use for
Internet dial up access are leveraged. As a consequence, PPP over
FUNI security is at parity with those practices already established
by the existing Internet infrastructure.
Those applications that require stronger security are encouraged to
use authentication headers, or encrypted payloads, and/or ATM-layer
security services.
When using LLC-encapsulated PPP over a virtual connection, an end
point can not assume that the PPP session authentication and related
security mechanisms also secure the other LLC encapsulated flows on
that same virtual connection.
11. Acknowledgments
This design is based on work performed in ADSL Forum's Packet Mode
Working Group. It is inspired by "PPP in Frame Relay", RFC 1973, by
William Simpson. Special thanks to Phil Rakity of Flowpoint, Tim
Kwok of Microsoft, and David Allan of Nortel for their constructive
review and commentary.
Gross, et. al. Standards Track [Page 8]
RFC 2363 PPP Over FUNI July 1998
12. References
[1] Simpson, W., Editor, "The Point-to-Point Protocol (PPP)", STD
51, RFC 1661, July 1994.
[2] The ATM Forum, "Frame based User-to-Network Interface (FUNI)
Specification v2", af-saa-0088.000, May 1997.
[3] Simpson, W., Editor, "PPP in HDLC-like Framing", STD 51, RFC
1662, July 1994.
[4] Heinanen, J., "Multiprotocol Interconnect over AAL5", RFC 1483,
July 1993.
[5] ISO/IEC DTR 9577.2, "Information technology -
Telecommunications and Information exchange between systems -
Protocol Identification in the network layer", 1995-08-16.
[6] Simpson, W., "PPP in Frame Relay", RFC 1973, June 1996.
[7] The Frame Relay Forum, "Frame Relay/ATM PVC Service Inter-
working Implementation Agreement", FRF.8, April 1995.
[8] Perez, M., Liaw, F., Mankin, A., Hoffman, E., Grossman, D., and
A. Malis, "ATM Signaling Support for IP over ATM", RFC 1755,
February 1995.
[9] International Telecommunication Union, "Broadband Integrated
Service Digital Network (B-ISDN) Digital Subscriber Signaling
System No.2 (DSS2) User Network Interface Layer 3 Specification
for Basic Call/Connection Control", ITU-T Recommendation
Q.2931, (International Telecommunication Union: Geneva, 2/95)
[10] Bradner, S., "Key words for use in RFCs to Indicate Requirement
Levels", BCP 14, RFC 2119, March 1997.
Gross, et. al. Standards Track [Page 9]
RFC 2363 PPP Over FUNI July 1998
Chair's Address
The working group can be contacted via the current chair:
Karl Fox
Ascend Communications
3518 Riverside Drive, Suite 101
Columbus, Ohio 43221
EMail: karl@ascend.com
Authors' Addresses
Questions about this memo can also be directed to:
George Gross
Lucent Technologies, Inc
184 Liberty Corner Road
Warren, NJ 07059
Phone: +1.908.580.4589
EMail: gmgross@lucent.com
Manu Kaycee
Paradyne Corporation
21 Bear Meadow Road
Londonderry, NH 03053-2168
Phone: +1.603.434.6088
EMail: mjk@nj.paradyne.com
Arthur Lin
Shasta Networks Inc.
249 Humboldt Court
Sunnyvale, CA 94089-1300
Phone: +1.408.747.5051
EMail: alin@shastanets.com
Gross, et. al. Standards Track [Page 10]
RFC 2363 PPP Over FUNI July 1998
Andrew Malis
Ascend Communications, Inc.
1 Robbins Road
Westford, MA 01886
Phone: +1.978.952.7414
EMail: malis@ascend.com
John Stephens
Cayman Systems, Inc.
100 Maple Street
Stoneham, MA 02180
Phone: +1.617.279.1101
EMail: john@cayman.com
Gross, et. al. Standards Track [Page 11]
RFC 2363 PPP Over FUNI July 1998
Full Copyright Statement
Copyright (C) The Internet Society (1998). All Rights Reserved.
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or assist in its implementation may be prepared, copied, published
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included on all such copies and derivative works. However, this
document itself may not be modified in any way, such as by removing
the copyright notice or references to the Internet Society or other
Internet organizations, except as needed for the purpose of
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The limited permissions granted above are perpetual and will not be
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This document and the information contained herein is provided on an
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TASK FORCE DISCLAIMS ALL WARRANTIES, EXPRESS OR IMPLIED, INCLUDING
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HEREIN WILL NOT INFRINGE ANY RIGHTS OR ANY IMPLIED WARRANTIES OF
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Gross, et. al. Standards Track [Page 12]
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